FCA Consumer Investments Data Review for April 2021 to March 2022

1844 consumer alerts about unauthorised firms were published by the UK Financial Conduct Authority in its fourth annual review. The report summarizes the FCA's work to tackle consumer harm in the investment market between 1 April 2021 and 31 March 2022. It was published by the Government Digital Service to provide transparency on progress towards the FCA's Consumer Investments Strategy outcomes.

Use Cases

• Analyze trends in supervisory case openings based on the reported 59% increase for high-risk investments or scams.
• Benchmark firm authorisation rates based on the finding that 1 in 5 new consumer investment firms were stopped.
• Track consumer redress outcomes based on the £34.8m secured for unauthorised investment business.
• Monitor regulatory alert activity based on the volume and 40% increase in published consumer alerts.

Strengths

• Contains specific, quantified regulatory outcomes such as £34.8m in consumer redress.
• Covers a defined one-year period from April 2021 to March 2022.
• Published under the Open Government Licence for broad reuse.

Limitations

• Column-level documentation is absent; field semantics must be inferred after download.
• Row count is unknown, which may limit suitability assessment.
• Data is presented in HTML format, which may complicate structured analysis.

Provenance

Source

UK Financial Conduct Authority (FCA), published via Government Digital Service.

Collection Method

Regulatory review and summary of supervisory activities.

Time Range

1 April 2021 to 31 March 2022.

Freshness

Covers data up to March 2022; last update date for the report is unknown.

Geography

Likely United Kingdom, based on the FCA's jurisdiction.