FCA: Financial Promotions Compliance Actions for 2022 Q1

UK financial regulator data covering actions taken against firms from 1 January 2022 to 31 March 2022. The Financial Conduct Authority reviewed 379 financial adverts, resulting in 84 promotions being amended or withdrawn. This data is published by the Government Digital Service under an Open Government Licence.

Use Cases

• Monitor market developments in financial advertising based on the FCA's stated use of the data.
• Analyze sectors of regulatory concern based on insights mentioned in the description.
• Track the prevalence of website and social media promotions based on the 76% figure provided.
• Assess the effectiveness of regulatory interventions based on the count of amended or withdrawn promotions.

Strengths

• Covers a specific, defined quarterly period from 1 January to 31 March 2022.
• Includes concrete metrics: 379 adverts reviewed and 84 promotions amended/withdrawn.
• Provides a breakdown of promotion channels, with 76% involving website or social media.

Limitations

• Column-level documentation is absent; field semantics must be inferred after download.
• Row count is unknown, which may limit suitability assessment.
• Last update date is unknown; freshness unverified.

Provenance

Source

Financial Conduct Authority (FCA), published via Government Digital Service.

Collection Method

Data gathered from regulatory action against authorised firms and investigations into unregulated activity.

Time Range

1 January 2022 to 31 March 2022

Freshness

Covers Q1 2022; last updated date is unknown.

Geography

United Kingdom